RE: Tear ducts in Neanderthals

From: Glenn Morton (glenn.morton@btinternet.com)
Date: Wed Jan 10 2001 - 17:27:48 EST

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    Before people get too excited about the supposed 'lack' of tear ducts in
    Neanderthals, one should at least look at a post I made on the topic a
    while back. Tattersall and Schwartz were caught using non-existent parts of
    hominid specimens to make the claim they did. Below Jim Hofmann's note, I am
    reposting the note I put out on the ASA list July 11, 1999. So page down to
    see that repost.

    The amazing thing about science is that people remember the first article
    making an assertion, but fail to catch refutations. See also the article
    (mentioned below) Robert G. Franciscus,"Neandertal Nasal Structures and
    Upper Respiratory Tract 'Specialization", Proc. Natl. Academy of Sci., USA,
    96(4):1805-1809

    >-----Original Message-----
    >From: asa-owner@lists.calvin.edu [mailto:asa-owner@lists.calvin.edu]On
    >Behalf Of Hofmann, Jim
    >Sent: Wednesday, January 10, 2001 9:47 PM
    >To: 'James Mahaffy'; asa@calvin.edu
    >Subject: RE: Tear ducts in Neanderthals
    >
    >
    >You can get pdf access to the article at
    >
    >http://www.pnas.org/content/full/96/20/10852
    >
    >
    >Jim Hofmann
    >Philosophy Department and Liberal Studies Program
    >California State University Fullerton
    >http://nsmserver2.fullerton.edu/departments/chemistry/evolution_cre
    >ation/web
    >
    >
    > -----Original Message-----
    >From: James Mahaffy [mailto:Mahaffy@dordt.edu]
    >Sent: Wednesday, January 10, 2001 1:29 PM
    >To: asa@calvin.edu
    >Subject: Tear ducts in Neanderthals
    >
    >Glenn or others,
    >
    >On another list someone asked the following question. Can anyone help? I
    >will share your
    >response back with the person (and list) if you do not object.
    >
    >"A correspondent mentioned that it had been discovered that
    >Neanderthals had
    >no
    >tear ducts, thus demonstrating they were definitely not humans as we know
    >humans. I asked for reference on this and the following was sent to me.
    >Can anyone direct me toward confirmation or disproval of this? Or
    >just have
    >comments? Thanks."
    >
    >There is a reference to
    > Jeffrey H. Schwartz and Ian Tattersall, "Significance of Some
    >Previously Unrecognized Apomorphies in the Nasal Region of Homo
    >neanderthalensis,", Proceedings of the National Academy of Sciences USA,
    >volume 93 (1996), pp. 10852-10854.
    >
    >
    >James Mahaffy (mahaffy@dordt.edu) Phone: 712 722-6279
    >Biology Department FAX : 712 722-1198
    >Dordt College, Sioux Center IA 51250
    >

    Sun Jul 11 21:17:04 1999
    To: asa@calvin.edu
    From: mortongr@flash.net
    Subject: Neandertal Nasal passages
    Cc:
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    It has been too quiet.

    As I was doing some research on the Neandertal hybrid, I ran into an
    interesting article which addresses a couple of issues I have hit upon this
    year. It is a rebuttal to Schwartz and Tattersall's article on the nasal
    structures of the Neandertal. In 1996, they published a paper which was
    widely cited in apologetical literature in which they claimed to have found
    unique nasal structures in the Neanderthal nose. They claimed that these
    non-human structures were consistent with placing Neandertal in a different
    species from us.The two issues that this article addresses concern the lack
    of objectivity in Schwartz and Tattersall, the two commentators on the
    Neandertal hybrid, and the uncritical acceptance of the Neandertal nasal
    data by Hugh Ross. As I mentioned the other day, a bitter feud has broken
    out over the PNAS commentary about the Neandertal hybrid. Trinkaus and
    Zilhao have accused Tattersall and Schwartz of bias, misrepresentation,
    anatomical mistakes and
    misquotation.(http://www.ipa.min-cultura.pt/docs/eventos/lapedo/lvfaq_corr.h
    tml) An anthropologist I have spoken with, who does not beleive there is any
    Neandertal genetic contribution to the human race, told me that the best
    explanation for the child is that it is a hybrid and he felt that the
    commentary was justly castigated. He did not appear to be happy about
    something that should have supported his position. So imagine my surprise
    when I found a PNAS article in which similar charges of bias, anatomical
    mistakes and misrepresentations of Schwartz and Tattersall's Neandertal nose
    paper. The article I refer to is Robert G. Franciscus,"Neandertal Nasal
    Structures and Upper Respiratory Tract 'Specialization", Proc. Natl. Academy
    of Sci., USA, 96(4):1805-1809. More from it later. First the background.

    Schwartz and Tattersall wrote in 1996:

    "Nonetheless, possibly because of their large brain volumes,
    paleoanthropologists have in recent years been reluctant to recognize the
    Neanderthals as a distinct species of the genus Homo. Our recent studies of
    Neanderthal crania have, however, indicated that these hominids are
    autapomorphic (uniquely derived) in several respects that have previously
    gone unremarked, and our purpose here is to draw attention to some
    characteristics of the Neanderthal nasal region that not only distinguish
    these extinct human relatives from Homo sapiens, but also make them unique
    among hominids--and primates--in general." ~ Jeffrey H. Schwartz and Ian
    Tattersall, "Significance of of Some Previously Unrecognized Apomorphies in
    the Nasal Region of Homo Neanderthalensis," Proc. Natl. Acad. Sci, USA,
    93(1996):10852-10854, p. 10852

    They list the three traits that they feel are unique.

    The apomorphies are the development of an internal nasal margin bearing a
    well-developed and vertically oriented medial projection, the swelling of
    the lateral nasal cavity wall into the capacious posterior nasal cavity, and
    the lack of an ossified roof over the lacrimal groove." ~ Jeffrey H.
    Schwartz and Ian Tattersall, "Significance of of Some Previously
    Unrecognized Apomorphies in the Nasal Region of Homo Neanderthalensis,"
    Proc. Natl. Acad. Sci, USA, 93(1996):10852-10854, p. 10853

    This article was cited uncritically by Hugh Ross as proving his thesis that
    there is no relationship between us and Neandertal. Ross writes:

            "The nasal bones and sinus cavities of Neandertals are so large and so
    distinct that Schwartz and Tattersall go on to conclude that Neandertals
    cannot be biologically related to any known primate species or any known
    mammalian species. Just as modern humans appear to have been specially
    created, so too do Neandertals. The naturalistic explanation for
    Neandertals currently rests on a set of 'unknown' intermediate species." ~
    Hugh Ross, The Genesis Question, (Colorado Springs: NavPress, 1998), p.113

    "The nasal bones and sinus cavities of Neandertals are so large and so
    distinct that Schwartz and Tattersall go on to conclude that Neandertals
    cannot be biologically related to any known primate species or any known
    mammalian species." ~ Hugh Ross, The Genesis Question, (Colorado Springs:
    NavPress, 1998), p. 114

    This is not at all what Schwartz and Tattersall say. Ross misrepresents what
    they say. In one of the above quotations they call Neandertal a close human
    relative. They certainly do not claim that Neanderthal is not a mammal or a
    primate. However, here is what Franciscus says about the Schwartz and
    Tattersall article. (I got this off the net so individual page numbers are
    not available)

    "Critically reviewing the anatomical basis for Schwartz and Tattersall's
    contentions reveals several serious problems with their analysis, including
    (i) reliance on specimens with damaged, incomplete, or, in some cases,
    entirely absent relevant anatomy; (ii) failure to consider primary vs.
    secondary spatial consequences in nasal trait conceptualizations; and (iii)
    failure to consider actual ranges of variation in these traits in both
    fossil and recent humans. Accordingly, the unique phylogenetic and adaptive
    'specialiazations' attributed to Neandertal internal nasal structures are
    unwarranted." Robert G. Franciscus,"Neandertal Nasal Structures and Upper
    Respiratory Tract 'Specialization", Proc. Natl. Academy of Sci., USA,
    96(4):1805-1809.

    Concerning the first 'unique' trait, the vertically oriented conchal crest,
    Franciscus writes:

            ""With respect to Schwartz and Tattersall's contention that the conchal
    crest is oriented vertically rather than horizontally in Neandertals, the
    two specimens used in their araticle as photo illustrations of this feature
    are problematic. Spy 1 is missing the area of the lateral wall of the
    maxilla where the conchal crest (and thus the purported projection) would
    be located. The feature labeled in their photograph of this specimen (their
    figure 2a) as the medial projection is, in reality, the confluence of the
    cristae lateralis and spinalis on what remains of the inferolateral corner
    of the apertura piriformis. The degree of horizontality vs. verticality of
    the conchal crest as well as the degree of medial projection cannot be
    determined for this specimen. This observation highlights another
    troublesome aspect of their analysis, namely, the inclusion of specimens
    that simply are missing relevant anatomy. Skhul V was included in their
    comparative sample (included in their table 1 as 'Homo sapiens(?)').
    However, there is not a single aspect of external or internal nasal anatomy
    present on this specimen; the entire midface is restored in plaster. It is
    also unclear which features the Neandertal Gibraltar 2 (Devil's Tower)
    specimen evinces, because it is also missing the areas necessary to evaluate
    the purported inner margin, medial projection, or lacrimal groove. (see
    below).
            "The Gibraltar 1 (Forbes' Quarry) Neandertal specimen was emphasized
    heavily by Schwartz and Tattersall, but is also prblematic. Before
    cleaning with a pneumatic drill, the internal nasal fossa of this specimen
    was filled in completely with a hard breccia. It is not at all clear
    whether the present form of the medial projections in this specimen (the
    most pronounced among all of the Neandertals) is the result of 'pneumatic
    sculpting' or actual anatomy. My own measurements on this and other aspects
    of the specimen (see below) are palced in parentheses to reflect this
    uncertainty. In specimens such as La Chapelle-aux-Saints, where the root
    of the conchal crest has not been damaged heavily, its orientation is
    clearly horizontal/oblique rather than vertical." )." Robert G.
    Franciscus,"Neandertal Nasal Structures and Upper Respiratory Tract
    'Specialization", Proc. Natl. Academy of Sci., USA, 96(4):1805-1809.

    It is hard to see how someone can seriously base their work on something
    that does not exist!

    Of the second 'unique' trait, the internal nasal swelling cited by Schwartz
    and Tattersall (see above), Franciscus says:

            "Far from being unique to Neandertals, as Schwartz and Tattersall
    maintained, the crista tubinalis is present in the internal aspect of the
    apertura piriformis in high frequncies in most recent humans and fossil
    Homo, especially those from Africa. Moreover, the precise configuration of
    all three cristae, when present, found in 65% of Neandertals (Gower's Stage
    5: fused cristae lateralis and spinalis with partial fusion of cristae
    spinalis and turbinalis) can be found in more than 10% of recent samples
    from western Europe, the Near East, and sub-Saharan Africa, as well as a
    north African Mesolithic (Taforalt and Afalou) and Nubian Mesolithic (Jebel
    Sahaba) sample. It is important to point out that 35% of the Neandertal
    sample does not have an internal margin or a crista turbinalis, possessing
    instead a single, sharp crest that is continuous between the anterior nasal
    spine and the lateral walls fo the aperture piriformis. These include Amud
    1, Amud 7 (subadult), Arcy-Sur-Cure 9, St. Cesaire 1, Spy 1 and possibly
    Teshik Tash (the last was observed from a cast)." Robert G.
    Franciscus,"Neandertal Nasal Structures and Upper Respiratory Tract
    'Specialization", Proc. Natl. Academy of Sci., USA, 96(4):1805-1809.

    Of the third 'unique' trait, Schwartz and Tattersall's claim that
    Neandertals lack of tear ducts, Franciscus relates:

    "The final purported Neandertal autapomorphy that Schwartz and Tattersall
    have identified is the lack of an ossified roof over the lacrimal groove, in
    contrast to modern humans in which the lacrimal groove is roofed-over in
    adults and partially so in newborns. As with the other two features,
    however, no modern comparative sample is specified other than Skhul V (which
    completely lacks any preserved nasal anatomy, as noted above) and
    Cro-Magnon 1. Hoever, Murphy systematically examined the frequency of these
    two trait configurations in a geographically diverse sample of recent human
    skulls (n-206) and found both the open and roofed-over condition present.
    The nonroofed (open) conidtion was argued to be unique to Neandertals by
    Schwartz and Tattersall. However, Murphy found that the open condition was
    present in all of the subsamples. It was found in an especially high
    frequency among skulls from the archaeological site of Tepe Hissar,
    Iran." )." Robert G. Franciscus,"Neandertal Nasal Structures and Upper
    Respiratory Tract 'Specialization", Proc. Natl. Academy of Sci., USA,
    96(4):1805-1809.

    Given the problems with the research of these two commentators, I would urge
    caution in accepting what they say. Franciscus' report was published last
    Feb. 16, 1999 an so is demonstrably independent of the Trinkaus/Zilhao
    charges. And as far as Christian apologetics is concerned, it would be
    better for apologists like Ross to understand the issues and decide
    accordingly rather than to accept uncritically anything which supports his
    prejudged position on fossil man.

    glenn

    see http://www.glenn.morton.btinternet.co.uk/dmd.htm
    for lots of creation/evolution information
    anthropology/geology/paleontology/theology\
    personal stories of struggle



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